THE RETICULAR SYSTEM, SLEEP AND AROUSAL

Strong stimulation at a point on the body will evoke a short-latency response localized to the relevant somatotopic area of the cerebral cortex. This is followed by a longer-latency, more generalized response which arrives at the cortex via the slower, less specific polysynaptic relays of the reticular formations (RF). Like the descending pathways from the RF, which provide background tone and postural set against which specific actions are carried out, the ascending projections provide the background arousal and activity, required for sensory processing, cognition and consciousness. Inputs from the RF reach the cerebral cortex either directly, or via relays in the non-specific intralaminar, reticular & mid-line thalamic nuclei. Lesions in the tegmental areas, or other pathways, through which specific, somatotopically organized inputs project to the cerebral cortex, cause loss of specific sensory perceptions, but not of consciousness or arousal. However, lesion of the medial pathways from the mid-brain RF, result in coma: irreversible loss of consciousness, and of arousal in response to sensory stimuli. Impaired functioning of this system may lead to stupor: reduced awareness of the surroundings and responsiveness only to strong stimuli. Because of the presence in the RF of long, unmyelinated axons, and many synapses, it is particularly susceptible to general anaesthetics. These substances all are highly lipid soluble, penetrate the blood-brain barrier readily and reduce excitability, particularly of unmyelinated axonal membranes. The reticular areas contributing to background arousal, and maintenance of consciousness, together constitute the Ascending Reticular Activating System (ARAS). The ARAS excites the generalized cerebral cortex, from which it receives positive feedback excitation for sustaining alertness and awareness. The descending, spinal projections of the ARAS help to maintain background tone in the spinal cord.

Although characterized by a relative lack of specificity, the RAS does preserve some regional and modal specialization. Moreover, the RF, traditionally regarded as a diffuse rag-bag of cells with extensively ramifying dendrites and axons, is actually made up of identifiable nuclei, distinguishable on the basis of differences in the neurotransmitters common to the cells in the group. Hence, the norepinephrinergic (NE) locus coeruleus and lateral tegmentum; and the dopaminergic substantia nigra and ventral tegmental area, are targets for stimulants such as amphetamines and cocaine, and project forwards into the forebrain via the medial forebrain bundle. NE inputs to the cerebral cortex, are stimulated by strong, novel stimuli, and appear to facilitate cortical cells which have recently been activated (via the specific pathways) while inhibiting those which have not been. This not only creates arousal but focusses responsiveness (attention) onto those modalities which were excited by the arousing stimulus. Serotonergic cells of the raphe nuclei and cholinergic cells of the ventral tegmental field also are identifiable areas of the RF with direct and indirect cortical inputs, and which play a role in regulating states of awareness.

 

Through the day, periods of alertness give way to inattention, somnolence and sleep in repeating and quite predictable sequences. Levels of consciousness can be graded clinically on the basis of responsiveness to questioning and to stimuli of differing intensity. More rigorous characterization of the global, background state of cerebral cortical activity however, can be obtained using the electroencephalogram (EEG). The standard EEG is a pattern of oscillatory electrical activity, recorded by placing electrodes at standard locations on the surface of the scalp. Recording may be differential - between pairs of electrodes in a systematic sequence, or monopolar - between each electrode and an indifferent reference (linked ear-lobes; shoulder; all head electrodes linked through a set resistance). The activity recorded arises as a result of the summed synaptic currents in extensive arrays of pyramidal cells. These cells are aligned at right angles to the cortical surface and produce current sinks and/or sources, in response either to excitatory synaptic input onto dendrites in the superficial layers, or to inhibitory synaptic input onto the more deeply lying cell bodies. The synchronicity and periodicity of these inputs depend on the nature of the activity in thalamo-cortical and reticulo-cortical, and thalamo-reticular circuits, and determine the amplitude and frequency of the waveforms in the EEG.

 

Waveforms typically range from 5 - 200 µV in amplitude and from 0.5 - 30 Hz in frequency. b-waves are low in amplitude (5-10 µV) with frequencies from 13 - 30 Hz. Beta waves are most prominent frontally in states of arousal, alertness and concentrated vigilance. a-waves (8 - 13 Hz; 50 µV) are most prominent in the occipital and posterior temporo-parietal areas, during periods of relaxed wakefulness, with eyes closed. Alpha waves depend on synchronized activity in thalamo-cortical relays. They are interrupted by arousal or mental effort. q-waves (4 - 7 Hz) are generated by the CA1 cells of the hippocampus, particularly during periods of intense b-wave activity in the cerebral cortex (arousal; REM sleep - see below), when new learning is taking place, and in emotionally charged circumstances. The existence of theta waves in human subjects has been challenged by some. D-waves (0.5 - 4 Hz; 20 - 200 µV) are characteristic of deep sleep, and may represent relatively independently synchronized cortical activity. Presence of delta waves in the wakeful adult EEG indicates pathology of some sort: tumor, toxic factors, ischaemia, hypoxia, etc. Sleep spindles are higher amplitude, a -like activity (10 - 14 Hz), generated by reticulo-thalamo-cortical circuits during onset, in the lighter stages of sleep (Stages 2 & 3 - see below).

 

 

 

a -wave activity with eyes open

b -wave activity with eyes open

 

The EEG has been a most useful tool in the study of sleep. Sleep is a periodically occurring (circadian), spontaneously reversible reduction in awareness of external events, from which the sleeper can be aroused by strong external stimuli. Sleep occupies about one third of our adult lives; deprivation leads to increasingly inexorable desire to sleep, poor co-ordination, inattentiveness, reduced learning ability and, by some reports, ultimately death. Despite this, the fundamental reason why we need to sleep is still not clear. The circadian onset is determined by an internal clock in the suprachiasmatic nucleus, with an intrinsic cycle of about 25 hrs. The clock becomes entrained to the ambient (24 hr) cycle of day/night and daily activities. However, in sleep deprived animals, substances (delta sleep inducing peptide, DSIP; muramyl peptides) accumulate in blood and CSF, and when injected into well-rested animals, can induce sleep. The process of sleep is not merely the withdrawal of ARAS activity. Onset, continuation and termination of sleep are highly structured activities, which occur under active control.

 

The onset of sleep involves the gradual reduction of EEG beta activity, and increased dominance of alpha, and irregular EEG activity (Stage 1 sleep). Muscle tone falls, and con-sciousness wanes, although passing awareness of external events still persists.

 

 

 

As sleep deepens, muscle tone further wanes, and rolling eye movements occur (Stage 2). EEG pattern is similar to Stage 1, but short bursts of high amplitude 10 - 14 Hz sleep spindles occur at intervals, with occasional kappa-complexes (k -complexes) - large biphasic, spike-like waves. As awareness of external events subsides, larger amplitude, slow -waves begin to appear among the sleep spindles and k -complexes (which for the present purposes need not be distinguished from vertex sharp waves) (Stage 3). These soon disappear giving way to only high amplitude D -waves (Stage 4). This is deep or slow wave sleep (SWS): characterised by low muscle tone, parasympathetic dominance, regular respiration and heart beat. In a typical night's sleep Stage 4 is reached in this way then retraced to Stage 2, in about a total of 90 mins, after which a shift to a desynchronised b -wave EEG pattern occurs. Muscle tone is completely lost (except in extraocular and inner ear muscles), and autonomic activity shifts from parasympathetic to sympathetic dominance. Penile erection/clitoral engorgement occurs. Rapid, twitch-like eye movements synchronised with waves of activity traversing from the pons to LGN to occipital cortex (ponto-geniculo-occipital spikes). Most dreams occur in this period of so called Rapid Eye Movement (REM) or desynchronised sleep. After about 10-15 min, there is a switch back to SWS, and the cycle repeats 4-5 times per night, with the duration and depth of the SWS interval, being progressively diminished, as the REM episodes get longer. At dawn, the sleeper usually awakens during a REM episode, the dreams from which cycle, are the only ones usually recalled. Selective deprivation of REM sleep leads to a specific REM rebound.

Activity in the locus coeruleus (LC) falls progressively as sleep deepens; this may release normally inhibited cholinergic cells of the TGF which may be responsible for the reduced tonus and PGO spikes seen during REM. In the upper pons is a "wakefulness" centre, which, after mid-pontine section, may induce perpetual wakefulness. This could be the LC cells. Slightly lower section allows normal sleep wake cycles - presumably by including cells which periodically turn off the "wakefulness" centre. These sleep-inducing cells may include the serotonergic raphe nuclei, which are excited by sleep inducing peptides. Destruction of these cells leads (temporarily) to continuous wakefulness: they serve normally to suppress inflow of sensory stimuli and to inhibit phasic REM activity.

Disruptions of sleep include insomnia, narcolepsy (sudden, inexorable sleep onset), parasomnias (somnoambulism, bed-wetting, sleep apnea etc.). Barbiturates may help insomnia at first, then with prolonged use, disrupt REM sleep. Accumulating metabolites of the barbiturates also disrupt daytime motor coordination. Benzodiazepines are better - they affect SWS more than REM sleep, and do not affect day-time motor coordination.

Go to: http://faculty.washington.edu/chudler/sleep.html

The EEG also plays an important role in the diagnosis of the epilepsies. You should know the differences between focal (gradual onset, aura, Jacksonian march, possible generalization, mirror foci) and generalized epilepsy (generalized from onset), and between generalized petit mal (3/sec spike & dome EEG activity; "absence") and grand mal (tonic/clonic, large amplitude, synchronized discharges) seizures. Major symptoms, and processes of onset and termination, and features of some anti-epileptic drugs should be known: phenobarbital reduces sodium current and prolongs the refractory period of neurones. Both benzodiazepines and barbiturates act on the GABA receptor (at different sites) to promote responsiveness to GABA, thus enhancing inhibitory processes which may be impaired in some forms of epilepsy.

Read Ganong: Review of Medical Physiology, Chapter 11.

Somjen: Neurophysiology - the essentials, Chapter 19

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